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Sunday, October 12, 2008

More on the copyrights of federal research grantees

CENDI, the US Federal STI Managers Group, released another update to its Frequently Asked Questions About Copyright, October 8, 2008.  All of Section 4 is devoted to Works Created under a Federal Contract or Grant.

Here are three examples of the detailed coverage:

4.10  If the grantee assigns his copyright in scientific and technical articles produced under a Government grant to a publisher, what rights does the Government have in the article?

Pursuant to Section 36 of OMB Circular A-110(a), "the Federal awarding agency(ies) reserve a royalty-free, nonexclusive and irrevocable right to reproduce, publish, or otherwise use the work for Federal purposes, and to authorize others to do so." The Government's license rights attach to the articles and later assignment by the grantee to a publisher are subject to these rights.

4.11  If the contractor assigns his copyright in scientific and technical articles produced under a Government contract to a publisher, what rights does the Government [have] in the article?

[PS:  Question 4.10 asked about grantees; 4.11 asks about contractors.]

The Government's license rights attach to "scientific and technical articles based on or containing data first produced in the performance of a contract and published in academic, technical or professional journals, symposia proceedings or similar works" (See FAR Clause 52.227.14 Rights in Data General as prescribed in 27.409(a)). Later assignment by the contractor to a publisher are subject to these rights.

The Contractor grants to the Government, and others acting on its behalf, a paid-up, nonexclusive, irrevocable worldwide license to reproduce, prepare derivative works, distribute copies to the public, and perform publicly and display publicly, by or on behalf of the Government.

4.12  What Language could be used in a copyright agreement between a contractor or grantee author and a publisher to clarify the author’s right to deposit journal articles in the electronic repository of the government agency that funded the author’s research?

In 2005 the National Institutes of Health (NIH) implemented a Policy on Enhancing Public Access to Archived Publications Resulting from NIH-Funded Research. The NIH Policy explicitly recognizes and upholds the principles of copyright. Authors and journals can continue to assert copyright in NIH-funded scientific publications, in accordance with current practice. The policy encourages authors to exercise their right to give NIH a copy of their final manuscript before publication.  While individual copyright arrangements can take many forms, NIH encourages investigators to sign agreements that specifically allow the manuscript to be deposited with NIH for public posting on PubMed Central as soon as possible after journal publication.  Institutions and investigators may wish to develop particular contract terms in consultation with their own legal counsel, as appropriate.  But, as an example, the kind of language that an author or institution might add to a copyright agreement includes the following:

"Journal acknowledges that Author retains the right to provide a copy of the final manuscript to NIH upon acceptance for Journal publication or thereafter, for public archiving in PubMed Central as soon as possible after publication by Journal."