Open Access News

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Friday, September 26, 2008

More on how NIH encourages and monitors compliance

The NIH has released a Reminder Concerning Grantee Compliance with Public Access Policy and Related NIH Monitoring Activities, September 23, 2008.  Excerpt:

This Notice describes NIH Public Access Policy compliance monitoring efforts for Fiscal Year (FY) 2009.  It also provides important reminders concerning grantee demonstration of compliance and the location of citations for papers in applications, proposals and progress reports. Grantees are responsible for compliance with the Policy, including ensuring that any publishing or copyright agreements permit submission to PubMed Central in accord with the Policy....

In FY2009, Program Directors/Principal Investigators (PDs/PIs) will be notified via an email from the Program Official if citations of papers included in applications, proposals or progress reports appear to fall under the Policy but lack a demonstration of compliance as described below.  The citations of concern will be explicitly listed. The Institutional Business Official will be copied on the email. 

The PD/PI will be asked to respond via email to both the Program Official and the Institutional Business Official with confirmation that papers listed in the email are in compliance.  Confirmation should include the citation for the paper plus the appropriate identifier as described below under Demonstrating Compliance. If the paper is not covered by the Policy, the PD/PI should provide an appropriate explanation (e.g., manuscript was accepted for publication prior to April 7, 2008; the paper was not peer-reviewed).  Grantees are reminded that compliance with the Policy is a Term and Condition of the award....

Grantees are reminded to demonstrate compliance with the Public Access Policy when submitting an application, proposal, or progress report to the NIH....

NIH expects citations in an application, proposal or report to include the most up-to-date information concerning the status of compliance with the Public Access Policy....