Open Access News

News from the open access movement


Thursday, April 27, 2006

More on the RCUK's new journal study

Stevan Harnad endorses my comments yesterday on the new journal study sponsored by the RCUK, RIN, and DTI. And he takes them further, in this comment on his blog today:
The UK -- which had the undisputed leadership of the world in setting Open Access policy -- may now be losing that lead, allowing itself instead to get needlessly side-tracked and bogged down in irrelevant diversions and digressions, designed solely to delay the optimal and inevitable (and obvious, and already long overdue).  Peter Suber's comments are spot-on, and say it all. The ball, already fumbled by NIH in the US and perhaps now by the RCUK in the UK too, will now pass to the European Commission and -- more importantly -- to the distributed network of individual universities and other research institutions worldwide. The leaders now are the institutions that have not sat waiting for national funder mandates in order to go ahead and mandate OA self-archiving, but have already gone ahead and mandated it themselves, for their own institutions.

What we should remind ourselves is that if the physics community -- way back in 1991, and the computer science community from even earlier -- had been foolish enough to wait for the outcome of the kind of vague, open-ended study now planned by RCUK with RIN, instead of going ahead and self-archiving their research, we would have lost 500,000 (physics) plus 750,000 (computer science) OA articles'-worth of research access, usage and impact for the past decade and a half.

The Wellcome Trust has had the vision and good sense to go ahead and mandate what had already empirically demonstrated its positive benefits for research with no negative effects on publishing on the basis of 15+ years worth of objective evidence.

The RCUK seems to prefer endless open-ended dithering...

He takes the thread further in second post today on How to test whether mandated self-archiving generates cancellations. Excerpt:

There is always still the possibility of a miracle, which is a formal open statement by RCUK that the RIN study is not going to delay the long-overdue RCUK announcement, that the RCUK policy announcement is imminent and in no way contingent on the outcome of the RIN study....But I doubt that is quite the case, or that RCUK will straight-forwardly say so....[I]n reality, RCUK are being intimidated into commissioning this joint RIN study in the vague hope that it will yield a more credible basis for drawing the unconscionable delay out still longer....

If there were any honest wish to collect objective data on whether a self-archiving mandate will generate cancellations, the only way to collect such data is empirically: By adopting the RCUK self-archiving mandate and then seeing, objectively, whether it does generate any cancellations....

This is all the more unfortunate as the RCUK has been repeatedly advised that there is a simple, natural way to implement the mandate that completely avoids all publisher contingencies, namely, to mandate only the immediate deposit of the full-text, and merely to encourage (not mandate) the setting of access to Open Access, leaving it entirely up to the author....With the deposit mandated immediately upon acceptance in every case, semi-automated eprint-emailing, done voluntarily by each author if/when they choose to, would give OA the real chance it deserves to show its benefits....

No nontrivial empirical outcome can possibly come out of this RIN study on the objective effects of a national mandate when the mandate has not been empirically tested! Hence the best that can be done is to wrap up this non-study as soon as possible and get back to facing the existing empirical facts, which are that (1) self-archiving is highly beneficial in terms of usage and impact, but (2) it is only done spontaneously (unmandated) by 15% of researchers, except (3) in a few subfields -- such as some areas of physics -- where it has been at or near 100% for some time now, and that (4) in those 100% OA subfields it has not led to cancellations, as already attested to publicly by the publishers in question (APS and IOPP).  Or to announce that the RCUK policy is not to be contingent on the outcome of the RIN study, and to go ahead and announce the (long, long overdue) policy at last!