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Monday, March 13, 2006

Stevan Harnad's model OA policy for universities

Stevan Harnad, Generic Rationale And Model For University Open Access Self-Archiving Mandate, Open Access Archivangelism, March 13, 2006. For universities considering an OA policy, model policy terms and supporting arguments. Excerpt:
Universities are invited to use this document to help encourage the adoption of an Open Access Self-Archiving Mandate at their institution....

4. Action: This university should now mandate self-archiving university-wide

4.1 This university should now maximise its own research impact and set an example for the rest of the world by adopting a self-archiving mandate university-wide.

4.2 As indicated by the JISC survey and the empirical experience of the other 3 mandating institutions (3.8): there is no need for any penalties for non-compliance with the mandate; the mandate (and its own rewards: enhanced research access and impact) will take care of itself.

4.31 What needs to be mandated:

  • immediately upon acceptance for publication
  • deposit in the university’s Institutional Repository
  • the author’s final accepted draft (not the publisher’s proprietary PDF)
  • both its full-text and its bibliographic metadata (author, date, title, journal, etc.)

(Note that only the depositing itself needs to be mandated. Setting the access privileges to the full-text can be left up to the author, with Open Access strongly encouraged, but not mandated. This makes the university’s self-archiving mandate completely independent of publishers’ self-archiving policies.)

4.32 The Eprints software allows authors to choose to set access as Open Access (OA) or Restricted Access (RA):

  • OA: both metadata and full-text are made visible and accessible to all would-be users web-wide
  • RA: metadata are visible and accessible web-wide but full-text is not

4.4 The decision as to whether to set full-text access as OA or RA can be left up to the author; 93% of authors will set full-text access as OA (4.2); for the remaining 7%, the Eprints software still makes it possible for any would-be user web-wide to request an eprint of the full-text automatically by email -- by just cut-pasting their own email address into a box and clicking; the author immediately receives the request and can instantly email the eprint with one click. The result will be 100% access to all Southampton research output, 93% immediately and directly, with one keystroke, 7% indirectly after a short delay, with a few extra keystrokes by user and author....

Update. Also see the self-archived copy of these recommendations.